Corporate Securities and Capital Raising Transactions 

Obtaining growth capital is one of the most challenging and important tasks faced by founders and organizational leaders. Fortunately, a wide range of funding alternatives has emerged to meet the demand for growth-capital in our economy -- from traditional angel and venture capital, to customized private offerings, to impact-driven investment vehicles such as foundation PRIs, to relatively new public offering models made possible by the JOBS Act and crowdfunding portals.  

A large part of our practice involves the representation of growth organizations (both for-profit and non-profit) seeking capital to grow their enterprise.  Our purpose in these engagements is to help founders and executives develop a mission-aligned funding strategy that aligns with their business and meets their short- and long-term objectives.

We advise clients from planning and term sheet stages through structuring, negotiation and financing. Our expertise includes:

  • Seed, Angel and Venture Round Financings
  • Convertible Security, Convertible Note and Preferred Stock Financings
  • Reg D Private Offerings
  • Direct Public Offerings
  • Regulation A+ Offerings
  • Program-Related Investments
  • Crowdfunding

We are highly attuned to market developments in these areas and assist our clients with implementation of effective, efficient capital raising and investment strategies based on legal and market trends.